Plus, the great lengths of H2O Asset Management and a long-shot bid emerges for 7-Eleven
Activist and his company will pay $2mn to resolve probe launched after Hindenburg Research report
Academic says she was forced to delay publication of paper highlighting pressure on smaller audit firms
Regulator’s sprawling probe has already raked in more than $2bn in penalties
‘Traditional lenders like banks usually won’t offer this kind of loan . . . But we’re different’
Companies that self-reported violations are facing smaller fines than those that did not disclose the conduct
Funds have taken aim at US regulator’s authority in challenge to rule that would have forced greater transparency
Lenders face scrutiny over ‘sweeping’ idle client cash into other investments and pocketing the difference
Abraham Shafi allegedly hoodwinked backers and spent millions of dollars on personal expenses
Compliance FTW
Appeals court ruling that found financial regulator had exceeded its authority will stand
Latest authorisations follow January launches of first US spot bitcoin ETFs
Former Segantii employee Robert Gagliardi says SEC does not plan action against him
The tailwind of freakishly loose monetary policy is now over
Decision in case involving securities regulator is latest to take aim at power of federal agencies
Top securities regulator says he is determined to keep advancing agency’s rulemaking despite pushback
Avid Bioservices made a blunder
Crypto company will be put ‘out of business for good,’ agency tells court in proposed resolution
Leveraged and inverse products from Volatility Shares and ProShares get green light, while physically backed funds wait
Fifth Circuit’s decision could imperil other wide-ranging reform efforts by US regulator
Plus, updates on US crypto regulations and Worldcoin
Approvals follow January debut of first US spot bitcoin ETFs
Cryptocurrency’s rise catches analysts by surprise after reports SEC asks issuers to refile applications
Plus, updates on Tornado Cash and bitcoin mining
Investors should not be so quick to dismiss the regulatory risks
